Mutual Fund Networking/Omnibus Fees


Fund affiliates may annually pay RBC Capital Markets amounts ranging from less than 0.01% to 0.35% of the value of client assets held with RBC Capital Markets. These payments are a reimbursement of operational and administrative services that we provide to help offset the cost of managing shareholder accounts, which may include sending shareholder statements, maintaining shareholder records, performing regulatory mailings, and monitoring prospectus requirements. More information on these payments may be found in a fund’s prospectus or SAI. The following are the mutual fund families with which we have such an arrangement and receive these types of payments. From time to time, we develop new relationships with additional fund families and will update this website as such.

This disclosure supplements the disclosures previously provided to ERISA qualified plans pursuant to Department of Labor Regulation section 2550.408b-2(c).

Fund Families

EIC Value Funds
13D Activist
361 Fund
Abbey Capital
Aberdeen
Aberdeen Offshore
Absolute
Advisory Research
Akre
AL Frank Funds
Alger
Alliance Bernstein
Allianz
AlphaCentric Funds
Alpine
Alps Funds
Altegris
Amana
American Funds
American Beacon
American Century
AMG
Angel Oak
Apex
AQR Funds
Aquila
Arbitrage
Arrow Funds
Artisan
Astor
Auer Funds
Aurora Horizon
Baron
BBH
Berwyn
Blackrock Funds
Blackstone
Boston Common
BP Capital TwinLine
Brandes Funds
Broadview Funds
Brookfield Investment Management
Buffalo Funds
Burnham
Bushido Capital
Calamos Funds
Caldwell & Orkin
Calvert
Cambiar
Castle
Catalyst Funds
Causeway
Cavalier Funds
Center Coast
Centerstone
Charles Schwab Funds
Chase
City National Rochdale
Cohen & Steers
Columbia Funds
Commonwealth
Conestoga
Context Asset Management
CRA Funds
Crawford
Cullen
Davis Funds
Dearborn Partners
Delaware
Diamond Hill
Direxion
Dividend Growth Funds
DoubleLine Funds
Dreyfus
Driehaus
Dunahm
DWS
Eagle
Eagle MLP
Earnest Partners
Eaton Vance
Eaton Vance Offshore
Equinox
Evermore
FAM Funds
FCA
Federated
Fidelity Advisors
Fidelity Investments
First Eagle
First Trust Advisors
Fisher
Forward Funds
FPA Funds
Franklin Templeton
Frontier
Frost
Fund X
Gabelli
GaveKal
Geneva Funds
Goldman Sachs
Good Harbor
Gotham Funds
Grandeur Peak
Green Century
Green Owl
Guggenheim
Guinness Atkinson
Hancock Horizon
Harbor Funds
Harding Loevner
Hartford
Hatteras Funds
Henderson Funds
Highmark
Hotchkis & Wiley
Icon
Integrity
Intrepid Capital Funds
Invesco
IVA Funds
Ivy Funds
JAG
Janus
Jensen Funds
JOHCM Funds
John Hancock
JP Morgan
JPMorgan Offshore
Keeley
Keystone
Kinetics
Kopernik
Lazard
Lebenthal Lisanti
Legg Mason Offshore
Legg Mason Partners
Leuthold
Liberty Horizon
Locorr Funds
Longboard Asset Management
Lord Abbett
MADISON
MainGate
Mainstay
Mairs and Power
Manning and Napier
Marketfield Funds
Matthews
M.D. Sass
Metropolitan West
MFS
Miller Funds
Monongahela
Morgan Stanley
Munder
Mutual Hedge Frotier Legends
Nakoma
Nationwide/Gartmore Funds
Natixis/Loomis
Neuberger Berman
New Alternatives
Nuveen
O’Shaughnessy
Oak Associates
Oak Ridge
OCM Gold
Old Mutual Funds
Old Mutual Offshore
Oppenheimer
Osterweis
Outfitter Advisors
Pacific Funds
Payden
Pax World
Permanent Portfolio
Pimco
Pioneer
PMC Funds
Polen
Poplar Forest Partners
Portfolio 21
Praxis
Princeton
Principal
Private Capital Management
Profunds
Prudential
Putnam
Pyxis
Quaker
Rainier
RBC Funds Trust
Reaves
Redwood
REMS
Rice Hall James
RiverNorth
RiverPark
RJL
Roosevelt Funds
Royce
RS Funds
Russell Investments
Salient
Sandalwood
Satuit
Saratoga
Scout
Seafarer Funds
Security
Selected American
Sentinel Funds
Sierra
Snow Capital
SSGA
Stadion Funds
Sterling Capital
Stringer
Sunamerica
Swn Defined Risk
TCW
T. Rowe Price
TFS Capital
Third Avenue Value
Thomas White
Thompson Plumb
Thornburg
TIAA Cref
Tocqueville
Touchstone
Transamerica
Transparent Value
Turner Funds
Tweedy Brown
USAA
USA Mutuals
US Global Funds
Van Eck
Victory
Virtus
Voya
Vulcan
Walden/Boston
Wasatch
WCM
Wells Fargo
WestShore
Wentworth, Hauser & Violich
WHG Funds
Whitebox
William Blair
Wintergreen

Non-deposit investment products offered through RBC Wealth Management are not FDIC insured, are not a deposit or other obligation of, or guaranteed by, a bank, and are subject to investment risks, including possible loss of the principal amount invested.