{"id":4049,"date":"2023-05-24T12:37:54","date_gmt":"2023-05-24T16:37:54","guid":{"rendered":"https:\/\/www.rbcwealthmanagement.com\/en-us\/?page_id=4049"},"modified":"2023-11-01T11:07:52","modified_gmt":"2023-11-01T15:07:52","slug":"business-continuity-plan","status":"publish","type":"page","link":"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/business-continuity-plan","title":{"rendered":"Business Continuity Plan"},"content":{"rendered":"\n

Business Continuity Plan<\/span><\/h1><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div>\n\n\n\n
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RBC Capital Markets, LLC (the “Firm”) is committed to protecting its employees, clients and their assets at all times, including in times of emergency. As part of this commitment, and in compliance with the internal Enterprise Business Continuity Management policy and industry regulations (FINRA, NFA, et al), the Firm maintains a business continuity plan (the “Plan”).<\/p>\n\n\n\n

Because the Firm’s plan contains details of a confidential and proprietary nature it is not distributed to the public. The Plan is subject to modifications and any material changes to the statement above will be promptly posted on the Firm’s websites as required by applicable law. Hard copies of this disclosure document can be obtained upon contacting your RBC Wealth Management financial advisor.<\/p>\n\n\n\n

Business Continuity Plan Disclosure<\/a><\/p>\n<\/div>\n<\/div>\n<\/div><\/div><\/div><\/div><\/section>\n\n\n\n

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Investment and insurance products offered through RBC Wealth Management are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.<\/strong> <\/p>\n\n\n\n

RBC Wealth Management, a division of RBC Capital Markets, LLC, registered investment adviser and Member NYSE<\/a>\/FINRA<\/a>\/SIPC<\/a>.<\/strong><\/p>\n\n\n\n

<\/p>\n<\/div>\n<\/div>\n<\/div><\/div><\/div><\/section>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":42,"featured_media":0,"parent":59,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"editor_notices":[],"rbc_url_alias":"legal\/business-continuity-plan","footnotes":""},"rbcwm_content_owner":[],"class_list":["post-4049","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"\nBusiness Continuity Plan - RBC Wealth Management<\/title>\n<meta name=\"description\" content=\"Business Continuity Plan RBC Capital Markets, LLC (the "Firm") is committed to protecting its employees, clients and their assets at all times, including\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/business-continuity-plan\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Business Continuity Plan\" \/>\n<meta property=\"og:description\" content=\"Business Continuity Plan RBC Capital Markets, LLC (the "Firm") is committed to protecting its employees, clients and their assets at all times, including\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/business-continuity-plan\" \/>\n<meta property=\"og:site_name\" content=\"RBC Wealth Management\" \/>\n<meta property=\"article:modified_time\" content=\"2023-11-01T15:07:52+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-content\/uploads\/sites\/7\/2023\/02\/share-logo-1200x630-1.png\" \/>\n\t<meta property=\"og:image:width\" content=\"1200\" \/>\n\t<meta property=\"og:image:height\" content=\"630\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/png\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Business Continuity Plan\" \/>\n<meta name=\"twitter:label1\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data1\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/business-continuity-plan\",\"url\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/business-continuity-plan\",\"name\":\"Business Continuity Plan - 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