{"id":4098,"date":"2023-05-25T07:52:33","date_gmt":"2021-10-24T13:26:24","guid":{"rendered":"https:\/\/www.rbcwealthmanagement.com\/en-us\/?page_id=4098"},"modified":"2023-11-01T11:07:49","modified_gmt":"2023-11-01T15:07:49","slug":"erisa-section-408-b-2","status":"publish","type":"page","link":"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2","title":{"rendered":"ERISA Section 408(b)(2)"},"content":{"rendered":"\n<div class=\"wp-block-rbcwm-hero-block rbc-hero-wm  rbc-hero-overlap rbc-hero-overlap-mobile\"><div class=\"container\"><div class=\"row no-gutters\"><div class=\"col-lg-12\"><div class=\"rbc-card rbc-hero-card rbc-hero\"><div class=\"rbc-card-wrap\"><div class=\"rbc-card-body\"><div class=\"rbc-hero-body-content\"><h1 class=\"rbc-hero-title\"><span>ERISA Section 408(b)(2) Service Provider Disclosures<\/span><\/h1><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div>\n\n\n\n<section class=\"wp-block-rbcwm-rbc-block rbc-block rbc-block-grey has-block-grey-background-color has-background\"><div class=\"container\"><div class=\"row \"><div class=\"col-lg-12\">\n<div class=\"row justify-content-between wrap blockId-c9fbe552-13ab-4088-bc61-56d108718abd\">\n<div class=\"wp-block-rbcwm-column col-lg-8\">\n<h4 class=\"wp-block-heading\" id=\"h-service-provider-disclosures\">Service Provider Disclosures<\/h4>\n\n\n\n<ul class=\"is-style-list-links wp-block-list\">\n<li><a href=\"https:\/\/www.rbcwealthmanagement.com\/assets\/wp-content\/uploads\/documents\/legal\/erisa-408b2-pcg.pdf\" data-type=\"attachment\" data-id=\"4100\" target=\"_blank\" rel=\"noreferrer noopener\">Private Client Group&nbsp;<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.rbcwealthmanagement.com\/assets\/wp-content\/uploads\/documents\/legal\/erisa-408b2-heldaway-pcg.pdf\" data-type=\"attachment\" data-id=\"4099\" target=\"_blank\" rel=\"noreferrer noopener\">Private Client Group (held-away)<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.rbcwealthmanagement.com\/assets\/wp-content\/uploads\/documents\/legal\/rbc-institutional-consulting-program-3-21.pdf\" data-type=\"attachment\" data-id=\"4101\" target=\"_blank\" rel=\"noreferrer noopener\">RBC Institutional Consulting Program 3(21) Fiduciary Services Agreement and Fee Disclosure<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.rbcwealthmanagement.com\/assets\/wp-content\/uploads\/documents\/legal\/rbc-institutional-consulting-program-3-38.pdf\" data-type=\"attachment\" data-id=\"4102\" target=\"_blank\" rel=\"noreferrer noopener\">RBC Institutional Consulting Program 3(38) Fiduciary Services Agreement and Fee Disclosure<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.rbcwealthmanagement.com\/assets\/wp-content\/uploads\/documents\/legal\/rbc-institutional-consulting-program-group-retirement-plan.pdf\" data-type=\"attachment\" data-id=\"4103\" target=\"_blank\" rel=\"noreferrer noopener\">RBC Institutional Consulting Program Group Retirement Plan Services Agreement and Fee Disclosure<\/a><\/li>\n<\/ul>\n\n\n\n<h4 class=\"wp-block-heading\" id=\"h-compensation-from-mutual-funds\">Compensation from Mutual Funds<\/h4>\n\n\n\n<ul class=\"is-style-list-links wp-block-list\">\n<li><a href=\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/fees-to-rbc-affiliates\" class=\"link-chev\">Fees to RBC Affiliates<\/a><\/li>\n\n\n\n<li><a href=\"\/en-us\/legal\/mutual-fund-etf-arrangements\" data-type=\"URL\" data-id=\"\/en-us\/legal\/mutual-fund-etf-arrangements\" class=\"link-chev\">Mutual Fund and ETF Arrangements<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/us.rbcgam.com\/mutual-funds\/default.fs\" class=\"link-external\" target=\"_blank\" rel=\"noreferrer noopener\">RBC Global Asset Management Mutual Funds&nbsp;<\/a><\/li>\n<\/ul>\n<\/div>\n<\/div>\n<\/div><\/div><\/div><\/section>\n\n\n\n<section class=\"wp-block-rbcwm-rbc-block rbc-block rbc-block-grey rbc-footer-footnotes rbc-block-small has-block-grey-background-color has-background\"><div class=\"container\"><div class=\"row \"><div class=\"col-lg-12\">\n<div class=\"row wrap blockId-15f0b13c-8892-405c-99e1-3e0e98983ef8\">\n<div class=\"wp-block-rbcwm-column col-lg-12\">\n<p class=\"is-style-caption has-dark-grey-color has-text-color\"><strong>Investment and insurance products offered through RBC Wealth Management are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.<\/strong> <\/p>\n\n\n\n<p class=\"is-style-caption has-dark-grey-color has-text-color\"><strong>RBC Wealth Management, a division of RBC Capital Markets, LLC, registered investment adviser and Member <a href=\"https:\/\/www.nyse.com\/index\">NYSE<\/a>\/<a href=\"https:\/\/www.finra.org\/\">FINRA<\/a>\/<a href=\"https:\/\/www.sipc.org\/\">SIPC<\/a>.<\/strong><\/p>\n\n\n\n<p><\/p>\n<\/div>\n<\/div>\n<\/div><\/div><\/div><\/section>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":50,"featured_media":0,"parent":59,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"editor_notices":[],"rbc_url_alias":"legal\/erisa-section-408-b-2","footnotes":""},"rbcwm_content_owner":[],"class_list":["post-4098","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v24.8 (Yoast SEO v26.8) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>ERISA Section 408(b)(2) - RBC Wealth Management<\/title>\n<meta name=\"description\" content=\"ERISA Section 408(b)(2) Service Provider Disclosures Service Provider Disclosures Private Client Group&nbsp; Private Client Group (held-away) RBC\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"ERISA Section 408(b)(2)\" \/>\n<meta property=\"og:description\" content=\"ERISA Section 408(b)(2) Service Provider Disclosures Service Provider Disclosures Private Client Group&nbsp; Private Client Group (held-away) RBC\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2\" \/>\n<meta property=\"og:site_name\" content=\"RBC Wealth Management\" \/>\n<meta property=\"article:modified_time\" content=\"2023-11-01T15:07:49+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-content\/uploads\/sites\/7\/2023\/02\/share-logo-1200x630-1.png\" \/>\n\t<meta property=\"og:image:width\" content=\"1200\" \/>\n\t<meta property=\"og:image:height\" content=\"630\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/png\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"ERISA Section 408(b)(2)\" \/>\n<meta name=\"twitter:label1\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data1\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2\",\"url\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2\",\"name\":\"ERISA Section 408(b)(2) - RBC Wealth Management\",\"isPartOf\":{\"@id\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/#website\"},\"datePublished\":\"2021-10-24T13:26:24+00:00\",\"dateModified\":\"2023-11-01T15:07:49+00:00\",\"description\":\"ERISA Section 408(b)(2) Service Provider Disclosures Service Provider Disclosures Private Client Group&nbsp; Private Client Group (held-away) RBC\",\"breadcrumb\":{\"@id\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2\"]}]},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Legal information and disclosures\",\"item\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\"},{\"@type\":\"ListItem\",\"position\":3,\"name\":\"ERISA Section 408(b)(2)\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/#website\",\"url\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/\",\"name\":\"RBC Wealth Management\",\"description\":\"\",\"publisher\":{\"@id\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/#organization\"},\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"},{\"@type\":\"Organization\",\"@id\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/#organization\",\"name\":\"RBC Wealth Management\",\"alternateName\":\"RBC Wealth Management\",\"url\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/\",\"logo\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/#\/schema\/logo\/image\/\",\"url\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-content\/uploads\/sites\/7\/2023\/02\/rbc.png\",\"contentUrl\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-content\/uploads\/sites\/7\/2023\/02\/rbc.png\",\"width\":3000,\"height\":2000,\"caption\":\"RBC Wealth Management\"},\"image\":{\"@id\":\"https:\/\/www.rbcwealthmanagement.com\/en-us\/#\/schema\/logo\/image\/\"}}]}<\/script>\n<!-- \/ Yoast SEO Premium plugin. -->","yoast_head_json":{"title":"ERISA Section 408(b)(2) - RBC Wealth Management","description":"ERISA Section 408(b)(2) Service Provider Disclosures Service Provider Disclosures Private Client Group&nbsp; Private Client Group (held-away) RBC","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2","og_locale":"en_US","og_type":"article","og_title":"ERISA Section 408(b)(2)","og_description":"ERISA Section 408(b)(2) Service Provider Disclosures Service Provider Disclosures Private Client Group&nbsp; Private Client Group (held-away) RBC","og_url":"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2","og_site_name":"RBC Wealth Management","article_modified_time":"2023-11-01T15:07:49+00:00","og_image":[{"width":1200,"height":630,"url":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-content\/uploads\/sites\/7\/2023\/02\/share-logo-1200x630-1.png","type":"image\/png"}],"twitter_card":"summary_large_image","twitter_title":"ERISA Section 408(b)(2)","twitter_misc":{"Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2","url":"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2","name":"ERISA Section 408(b)(2) - RBC Wealth Management","isPartOf":{"@id":"https:\/\/www.rbcwealthmanagement.com\/en-us\/#website"},"datePublished":"2021-10-24T13:26:24+00:00","dateModified":"2023-11-01T15:07:49+00:00","description":"ERISA Section 408(b)(2) Service Provider Disclosures Service Provider Disclosures Private Client Group&nbsp; Private Client Group (held-away) RBC","breadcrumb":{"@id":"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal\/erisa-section-408-b-2#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.rbcwealthmanagement.com\/en-us\/"},{"@type":"ListItem","position":2,"name":"Legal information and disclosures","item":"https:\/\/www.rbcwealthmanagement.com\/en-us\/legal"},{"@type":"ListItem","position":3,"name":"ERISA Section 408(b)(2)"}]},{"@type":"WebSite","@id":"https:\/\/www.rbcwealthmanagement.com\/en-us\/#website","url":"https:\/\/www.rbcwealthmanagement.com\/en-us\/","name":"RBC Wealth Management","description":"","publisher":{"@id":"https:\/\/www.rbcwealthmanagement.com\/en-us\/#organization"},"potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.rbcwealthmanagement.com\/en-us\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Organization","@id":"https:\/\/www.rbcwealthmanagement.com\/en-us\/#organization","name":"RBC Wealth Management","alternateName":"RBC Wealth Management","url":"https:\/\/www.rbcwealthmanagement.com\/en-us\/","logo":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.rbcwealthmanagement.com\/en-us\/#\/schema\/logo\/image\/","url":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-content\/uploads\/sites\/7\/2023\/02\/rbc.png","contentUrl":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-content\/uploads\/sites\/7\/2023\/02\/rbc.png","width":3000,"height":2000,"caption":"RBC Wealth Management"},"image":{"@id":"https:\/\/www.rbcwealthmanagement.com\/en-us\/#\/schema\/logo\/image\/"}}]}},"jetpack_sharing_enabled":true,"publishpress_future_action":{"enabled":false,"date":"2026-04-26 07:10:45","action":"change-status","newStatus":"draft","terms":[],"taxonomy":"rbcwm_content_owner","extraData":[]},"publishpress_future_workflow_manual_trigger":{"enabledWorkflows":[]},"distributor_meta":false,"distributor_terms":false,"distributor_media":false,"distributor_original_site_name":"RBC Wealth Management","distributor_original_site_url":"https:\/\/www.rbcwealthmanagement.com\/en-us","push-errors":false,"last_revision_date":"2023-10-05 02:58:16","_links":{"self":[{"href":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-json\/wp\/v2\/pages\/4098","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-json\/wp\/v2\/users\/50"}],"replies":[{"embeddable":true,"href":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-json\/wp\/v2\/comments?post=4098"}],"version-history":[{"count":9,"href":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-json\/wp\/v2\/pages\/4098\/revisions"}],"predecessor-version":[{"id":25066,"href":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-json\/wp\/v2\/pages\/4098\/revisions\/25066"}],"up":[{"embeddable":true,"href":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-json\/wp\/v2\/pages\/59"}],"wp:attachment":[{"href":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-json\/wp\/v2\/media?parent=4098"}],"wp:term":[{"taxonomy":"rbcwm_content_owner","embeddable":true,"href":"https:\/\/www.rbcwealthmanagement.com\/en-us\/wp-json\/wp\/v2\/rbcwm_content_owner?post=4098"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}