Mutual Fund Networking/Omnibus Fees


Fund affiliates may annually pay RBC Capital Markets amounts ranging from less than 0.01% to 0.25% of the value of client assets held with RBC Capital Markets. These payments are a reimbursement of operational and administrative services that we provide to help offset the cost of managing shareholder accounts, which may include sending shareholder statements, maintaining shareholder records, performing regulatory mailings, and monitoring prospectus requirements. More information on these payments may be found in a fund’s prospectus or SAI. RBC WM has a conflict of interest in choosing higher expense ratio share classes where we receive payments from fund families to help offset certain operational costs that RBW WM incurs in connection with distributing mutual funds.

The following are the mutual fund families with which we have such an arrangement and receive these types of payments. From time to time, we develop new relationships with additional fund families and will update this website as such.

This disclosure supplements the disclosures previously provided to ERISA qualified plans pursuant to Department of Labor Regulation section 2550.408b-2(c).

Fund Families

13D Activist Fund
361 Funds
AB
Abbey Capital
Aberdeen
Absolute Advisors
Advisory Research
AIG
Akre
AL Frank Funds
Alger
Allianz
Alphacentric
Alpine
ALPS
Altegris Funds
Amana Funds
American Beacon
American Century
American Funds
Ameristock
AMG Funds
Angel Oak
API
Appleseed
AQR Funds
Aquila
Arbitrage Funds
Aristotle Funds
Arrow Funds
Artisan Funds
Astor
Balter Funds
BBH Funds
BlackRock
Blackstone
Boston Common
Boston Partners
Boston Trust & Walden
BP Capital
Brandes Funds
Broadview Funds
Brookfield
BTS Funds
Buffalo Funds
Calamos
Caldwell & Orkin
Calvert
Cambiar Funds
Carillon
Castle Funds
Catalyst Funds
Causeway Funds
Cavalier
Centerstone Investments
Champlain
Charles Schwab & Co
Chartwell
Chase Investments
Chiron
City National Rochdale
CMG
Cohen & Steers
Columbia Funds
Conestoga Funds
CRA Qualified Investment Fund
Cullen Funds
Davis Funds
Dearborn Partners
Delaware
Diamond Hill
Dimensional Fund Advisors
Direxion Funds
DoubleLine Funds
Dreyfus
Driehaus
Dunham & Associates
DWS
Eaton Vance
Edgewood
EIC Value Fund
Emerald Funds
Equinox
Equinox
Evermore Funds
FAM
Federated
Fidelity Advisors
Fifth Third
First Eagle
First Trust
Forward Funds
FPA Funds
Franklin Templeton
Frost
Fuller Thaler
Gabelli
Gavekal
Glenmede
Goldman Sachs
Good Harbor
Gotham Funds
GQG
Grandeur Peak
Green Century
Guggenheim
Guinness Atkinson Funds
Hancock Horizon
Harbor Funds
Harding Loevner Funds
Hartford
Hatteras Funds
Highland
Hotchkis & Wiley
Huber Capital Management
Icon Mutual Funds
Infinity Q
Integrity
Intrepid Capital Funds
Invesco
IVA Funds
Ivy Mackenzie
JAG Funds
Janus
Jensen Funds
JOHCM Funds
John Hancock
JP Morgan Funds
Keeley Investments
Kinetics Asset Mgmt Inc
Kopernik Funds
Lebenthal Lisanti
Legg Mason
Leuthold
Locorr Funds
Longboard Asset Mgmt
Lord Abbett
Madison
Maingate
Mainstay
Mairs And Power
Manning and Napier Funds
Marketfield
Marshfield
Matthews International
MD Sass
Metropolitan West Funds
MFS
Miller Funds
Mirae
Morgan Stanley
Nationwide
Natixis Funds
Navigator
Neuberger & Berman
New Alternatives
Nuance
Nuveen
Oak Associates
Oak Ridge
Oakmark
Olstein
Oppenheimer
Osterweis Funds
Pacific Funds
Parnassus
Pax World Funds
Payden and Rygel
PCS Commodities
Permanent Portfolio
PGIM Funds
PIMCO
Pioneer
PMC Funds
PNC Funds
Polaris Funds
Polen Capital Management
Poplar Forest Partners
Port Street
Portfolio 21
Power Funds
Princeton
Principal Funds
Private Capital Management
Profunds
Putnam
Quaker Funds
Rational Funds
RBC
Reaves Asset Management
Redwood
Rivernorth Funds
Riverpark
RJL
Rothschild
Royce
Russell Fund Distributors
Salient
Satuit Capital
Seafarer
Segall Bryant & Hamill
SEI
Shelton Capital
Sierra
Snow Capital
Spirit Of America
SSGA Funds
Stadion
Sterling Capital
Stifel Nicolaus
Stringer
Swan
T. Rowe Price
TCW Galileo Funds
Thomas White Funds
Thompson Plumb Growth Fund
Thornburg
TIAA Cref
Tocqueville
Touchstone
Transamerica Premier
Tweedy Browne
UBS Funds
USA Mutuals
USAA Funds
Van Eck
Victory
Virtus Investments
Voya Funds
Vulcan Value Partners
Wasatch
WCM
Weitz Funds
Wells Fargo
Westwood
Wildermuth
William Blair & Co
Wintergreen
World Funds

 

Investment and insurance products offered through RBC Wealth Management are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.

$('#contact-submit').click(function(){ var hc = $( 'input' ).hasClass( 'has-error' ); if(!hc){