Corporate and executive services

Additional ways we can help

If you are a corporate executive, you have professional responsibilities to your firm and personal financial interests that are both subject to regulatory complexities and may be challenging to fulfill. We leverage the full breadth of the RBC platform to deliver an array of sophisticated investment options to help you feel confident about your ability to accomplish your important financial goals.

Corporate services

Investment banking services

Raise capital through equity and debt underwriting, initial public offerings (IPOs), private placements, private investment in public equities and lending that can be tailored to your unique needs. Merger and acquisition advisory services are also available.

Employee stock options

Simplify your responsibilities with full-service, real-time stock plan administration, featuring service reporting compliant with accounting standards. We offer the flexibility to accommodate various types of options, accounts, exercise transactions and payment/share delivery methods.

Directed share programs

Design and implement a plan allowing your employees, relatives, friends and associates to purchase stock as part of your company’s IPO.

Corporate share repurchases

Buyback shares of corporate stock using strategies to help your company achieve maximum results while complying with Security and Exchange Commission (SEC) regulations including Rule 10b-18.

Executive services

Affiliate trading programs

Design and execute pre-arranged trading plans under SEC Rule 10b5-1, permitting sales and purchases during company-imposed blackouts, with services that include monitoring and performing trades, filing Rule 144 paperwork and reporting transaction details back to the issuer for filing purposes.

Restricted stock transactions

Safely liquidate restricted or control stock positions by assuring all open-market transactions fully comply with Rule 144, including services to help insiders and affiliates ensure their transactions meet SEC guidelines.

Other services

  • Corporate retirement plans
  • Equity risk management
  • Insurance planning
  • Lending
  • Pre/post IPO planning

Best Place to Work for LGBT Equality

The Human Rights Campaign 2018

World's 5th Largest Wealth Manager By Assets

Scorpio Partnership's Global Private Banking Benchmark Report 2017

Best Initiative of the Year in Relationship Management (North America)

Global Private Banking Awards 2017 presented by PWM and The Banker

Related articles

Health care

The real cost of health care in retirement

Health care is a difficult conversation, but planning now can help take the sting out of medical bills.

Read more

College or retirement? How to save for your child’s future without disrupting yours

With the cost of post-secondary education steadily rising, how much support is too much for a child without spoiling a parents’ retirement goals?

Read more

Tuition madness

The cost of college may be greater than you think

Read more

Non-deposit investment products offered through RBC Wealth Management are not FDIC insured, are not a deposit or other obligation of, or guaranteed by, a bank, and are subject to investment risks, including possible loss of the principal amount invested.