SEC Rule 605 requires firms to publish certain execution quality statistics on a monthly basis related to each firm’s handling of customer orders in NMS securities. RBC Wealth Management has engaged the services of a vendor to compile and disclose the required information. By following the link below, you will be leaving the RBC Wealth Management website.
Order Execution Information
For information and disclosure for our RBC Capital Markets division, please see RBCCM LLC Regulatory Disclosures: Equities and Listed Options.
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