Navigate your plans for the transition or growth of your business with an experienced guide. You’ve worked hard, and it’s time to benefit from it.
As a business owner or corporate executive, you may have professional responsibilities to your business or firm as well as personal financial interests. Both are subject to regulatory complexities and may be challenging to fulfill.
From exit strategies to equity compensation to share programs, you have choices unique to your situation. At RBC Wealth Management, our complex wealth planning strategies and knowledge of administration, compliance and regulations can help you make the most of your opportunities.
Our corporate and executive services include an array of high-level advisory services, long-term wealth planning strategies and investment options.
Transfer your private company to family members, current management or an outside party. We’ll guide you through creating an exit strategy for your business.
Exit planning covers your goals and objectives in terms of company value, employees and market position, as well as personal aspects such as your family and the community.
Raise the capital your business needs. We can help you with equity and debt underwriting, initial public offerings (IPOs), follow-on offerings, private placements, private investment in public equities and lending tailored to your unique needs. We also offer merger and acquisition advisory services.
Simplify your employee ownership. With RBC Wealth Management, you have access to full-service, real-time stock plan administration and a fully staffed and experienced dedicated trading desk.
Our secure online platform offers you the flexibility to accommodate various types of options, accounts, transactions and delivery methods to your employees. We can also help make sure your administration is globally compliant.
Know you’re following the rules. RBC Wealth Management can help you design and execute pre-arranged trading plans under SEC Rule 10b5-1, permitting sales and purchases during company-imposed blackouts.
Our services include monitoring and performing trades, filing Rule 144 paperwork and reporting transaction details back to the issuer for filing purposes.
Planning to liquidate restricted or control stock positions? We’ll help you do so safely by confirming all open-market transactions fully comply with Rule 144, including services to help insiders and affiliates make sure their transactions meet SEC guidelines.
RBC Wealth Management does not provide tax or legal advice. All decisions regarding the tax or legal implications of your investments should be made in connection with your independent tax or legal advisor. No information, including but not limited to written materials, provided by RBC WM should be construed as legal, accounting or tax advice.
Speak with an RBC Wealth Management financial advisor about solutions to meet your evolving needs.
Incorporate a solid retirement plan as a company benefit to help retain and attract quality employees.
Elevate the impact of your wealth and create positive change for future generations.
Develop an investment portfolio based on personal values to create positive social and environmental impact.
Investment and insurance products offered through RBC Wealth Management are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.