Navigate your plans for the transition or growth of your business with an experienced guide. You’ve worked hard, and it’s time to benefit from it.
As a business owner or corporate executive, you may have professional responsibilities to your business or firm as well as personal financial interests. Both are subject to regulatory complexities and may be challenging to fulfill.
At RBC Wealth Management, our Investment banking solutions include an array of high-level advisory services, long-term wealth planning strategies, and knowledge of administration, compliance and regulations that can help you make the most of your opportunities.
Raise the capital your business needs. We can help you with equity and debt underwriting, initial public offerings (IPOs), follow-on offerings, private placements, private investment in public equities and lending tailored to your unique needs. We also offer merger and acquisition advisory services.
Business ownership usually represents decades of hard work with strategy and research to make your company successful. Often, business owners are unfamiliar with the complexities and the process of a successful succession strategy. Whether you are planning to transfer your business to family members, current management or an outside party, there are decisions to make and issues to address.
RBC Wealth Management is dedicated to serving business owners with customized advice on how to best achieve their goals and objectives. We have a successful track record working with private companies on evaluating a full range of strategic alternatives, including buy- and sell-side advisory, recapitalization and other corporate finance advisory solutions. We use a methodical approach to help you develop and execute your exit/ transition planning strategy while utilizing a WealthPlan to determine if the sale of your business would be able to support your desired lifestyle and achieve your financial goals.
Affiliated trading programs
Know you’re following the rules. RBC Wealth Management can help you design and execute pre-arranged trading plans under SEC Rule 10b5-1, permitting sales and purchases during company-imposed blackouts.
Our services include monitoring and executing trades pursuant to an established 10b5-1 plan, filing of Form 144, and reporting transaction details back to the issuer for filing purposes.
Restricted stock transactions
Public sales of restricted securities and control stock present many opportunities and challenges. SEC Rule 144 guidelines are ever-changing and complex. Our highly experienced specialists can guide you through the transaction process to help ensure all the conditions of Rule 144 are met.
Neither RBC Wealth Management, a division of RBC Capital Markets, LLC, nor its affiliates or employees provide legal, accounting or tax advice. All legal, accounting or tax decisions regarding your accounts and any transactions or investments entered into in relation to such accounts, should be made in consultation with your independent advisors. No information, including but not limited to written materials, provided by RBC WM or its affiliates or employees should be construed as legal, accounting or tax advice.
Incorporate a solid retirement plan as a company benefit to help retain and attract quality employees.
Elevate the impact of your wealth and create positive change for future generations.
Develop an investment portfolio based on personal values to create positive social and environmental impact.
Investment and insurance products offered through RBC Wealth Management are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.
RBC Wealth Management, a division of RBC Capital Markets, LLC, registered investment adviser and Member NYSE/FINRA/SIPC.