RBC Wealth Management Legal Information and Disclosures

Advisory Disclosure Documents (Form ADV2A):

• RBC Wealth Management Advisory Programs Disclosure Document
• RBC Capital Markets Advisory Programs Disclosure Document
• RBC Financial Planning Disclosure Document
• 529 Plans
• International Disclosure

• ERISA Section 408(b)(2)
  • Fees to RBC Affiliates
  • Mutual Fund Networking/Omnibus Fees
  • RBC Global Asset  Management  Mutual  Funds
• Retirement Plan Participant 402(f) Disclosure

• Auction Rate Procedures
• Certificate of Deposit Disclosure
• Fixed and Variable Annuities
• High-Yield Securities Disclosure
• Investment Managers and Trading Practices
• Investor’s Guide to MBS and CMOS
• Key Investor Information (KIID) Document
• Leveraged and Inverse Product Disclosures
• Mortgages
• Mutual Fund Arrangements
• Options Disclosure Document
  • November 2012 Supplement to Characteristics and Risks of Standardized Options
  • October 2018 Supplement to Characteristics and Risks of Standardized Options

• Partial Redemption of Callable Securities
• RBC Cash Management Account
• RBC Cash Plus
• RBC Credit Access Line
• RBC Express Credit
• Margin Disclosure Statement
• RBC Insured Deposits
• RBC Premier Line Of Credit
• Research Disclosure
• Trust Services and Estate Planning
• Variable Rate Demand Notice

• Business Continuity Plan
• Client Website User Agreement
• Cost Basis Updates
• Email Disclosures
• Equal Opportunity Employment
• Legal and Tax Advice
• Legal Entity
• Non-U.S. Residents

• Privacy Policy
• SEC Order Handling Disclosures
• SEC Share Class Selection and
  Disclosure initiative
• Social Media
• Social Media Commenting Guidelines
• Statement of Financial Condition
• Terms of Use
• Trademarks