Discretionary Fund Management

Literature

Access account forms, literature and client materials related to our Discretionary Fund Management (DFM) service.

Discretionary Fund Management client brochure
Brochure for the clients of financial advisers

Intermediary charges agreement
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form for offshore bonds
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary Trust within Offshore Bond account opening form
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary Company within Offshore Bond account opening form
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form: General Investment Account & ISA
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form for Self Invested Personal Pensions (SIPPs)
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form for trusts
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form for companies
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form for charities
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form: ISA
You will need to fill in this form to provide background information to help us provide your client with our discretionary investment management services

Intermediary account opening form: pensions (11 or fewer pension scheme members)
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form: pensions (12 or more pension scheme members)
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

ISA stocks & shares subscription form
You will need to complete one of our ISA subscription forms

ISA application form for the clients of intermediaries
You will need to complete one of our ISA application forms in order to set-up an ISA with RBC Brewin Dolphin

Client transfer authority form for intermediaries
You will need to complete one of our transfer authority forms

ISA transfer authority form for the clients of intermediaries
You will need to complete one of our ISA subscription forms

Change of investor details for the clients of intermediaries
You will need to complete our change of client details form for any changes needed

4MLD charity form
AML charity client risk factors form

4MLD corporate form
AML corporate client risk factors

4MLD trust form
AML trust client risk factors

Intermediary Retail Client T&Cs
For the clients of financial advisers

Risk guide for financial advisers
You will find an explanation of the RBC Brewin Dolphin risk categories and how we partner with you to thoroughly understand your clients’ risk profile to create their bespoke portfolio

Protection of client money and asset
RBC Brewin Dolphin has stringent processes in place to protect client money

threesixty Due Diligence report

Third party due diligence document created by threesixty

Research philosophy

Rooted in impartiality, discipline and collaboration, our investment research philosophy focuses on uncovering long-term value. Every idea is explored through discussion and detailed analysis to identify opportunities that benefit your clients.

More about our research philosophy

Investment process

Our process helps turn research into results – it brings together expert judgement, disciplined selection and continuous review. This ensures portfolios adapt to changing markets while staying true to your clients’ financial objectives.

Explore our investment process

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